Descrizione banche? Da togliere?
Descrizione banche? Da togliere?
Descrizione banche? Da togliere?
Descrizione banche? Da togliere?
Descrizione banche? Da togliere?
SiMAD is the SiGRADE solution to manage obligations of financial institutions deriving from the market abuse regulation (2003/6/CE European Directive).
SiMAD automates processing of internal, external and market information.
SiMAD performs analysis and processing of information, provided with a set of supervisory data.
SiMAD calculates dynamic indicators with parametric thresholds to trigger warning procedures about:
• insider trading
• manipulation of operations
• manupulation of information
SiMAD allows to fulfil the following obligations:
• establishing a registry for people who can access privileged information
• establishing a registry for people relevant to market abuse detection
• reporting of internal dealing operations
• reporting of suspicious operations
Main Features
• Management of indicators, rules and formulas
• Registry of individuals and connections between individuals
• Registry of security issuers
• Management of the following registries:
- Informed individuals
- Privileged individuals
- Suspect individuals
- Connections
- Company / Individual / Financial Instruments
• Management of historical behaviours
• Management of dossiers:
- Display of transactions (orders, executions, fails) to be reported
- Data entry about suspicious transactions
- Management of dossier status
Advantages
• Single access point to obtain all information
• Autonomy in rule definition
• Advanced security management with possibility to encrypt data
• Wide range of rules for data aggregation
• Focus on connections between individuals
• Web-based presentation and mainframe application logic
• Modular solution